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  • 更多
    • Home
    • Open A/C
      • Online Account Opening
      • DMA Service Application
      • Account Opening Procedure
      • RPQ - Individual
      • RPQ - Corporate
      • Derivative Knowledge Test
    • Login
      • Login in HK (HK Stocks)
      • Login in PRC (HK Stocks)
      • AP (US Stocks & Futures)
      • IPO
    • Deposit/Withdrawal
      • Deposit Notice
      • Withdrawal Notice
    • Download
      • Trading Platform
      • User Manual
      • Form-Docs.
      • Fees-Charges
    • 繁體
    • 简体
  • Home
  • Open A/C
  • Login
  • Deposit/Withdrawal
  • Download
  • 繁體
  • 简体

Forms & Docs.

Account Opening

Cash Account & Supplemental Agreement

Cash Account & Supplemental Agreement(Amended)

CIS Third-Party Platform Official Account Service

Derivative and Structured Products Knowledge Assessment (Notice for Trading Derivative Product & Risk Disclosure Statement)

Margin Client Agreement (Individual & Corporate Clients) with Risk Disclosure

Future Client Agreement

Options Addendum

Corporate Account

Customer Information Form (Corporate Account-Cash, Margin)

Customer Information Form (Corporate Account- Futures, Stock Options)

Entity Self-Certification Form (FATCA and CRS)

Corporate Risk Profiling Questionnaire 

Letter of Guarantee 

Certified Extract Board of Resolution 

Other Forms

W-8BEN (Non U.S. Citizen)

W-8BEN-E (Corporate)

W-8IMY

W-9 (U.S. Citizen)

Stock Transfer Instruction for Coverage of Stock Option Contract

SI / ISI Request Form

Physical Scrip Deposit Form

Physical Scrip Withdrawal

Collect Physical Scrip Authorization Form

Fund Withdrawal Instruction

Account Closing Form

Customer Information Amendment Form

Request for change of Account Executive

Request for service of AE

Third Party Authorization Form

Subscribe Real Time Quote Form


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