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    • Home
    • Online Application
      • Online Account Opening
      • Deposit Notice
      • Withdrawal Notice
      • Individual RPQ
      • Derivative Pdt Assessment
      • PI Recognization
      • More Online Forms
    • Login
      • Login in HK (HK Stocks)
      • Login in PRC (HK Stocks)
      • All Trading Platforms
    • Download
      • Trading Platform
      • Form-Docs.
      • Fees-Charges
    • 繁體
    • 简体
  • Home
  • Online Application
    • Online Account Opening
    • Deposit Notice
    • Withdrawal Notice
    • Individual RPQ
    • Derivative Pdt Assessment
    • PI Recognization
    • More Online Forms
  • Login
    • Login in HK (HK Stocks)
    • Login in PRC (HK Stocks)
    • All Trading Platforms
  • Download
    • Trading Platform
    • Form-Docs.
    • Fees-Charges
  • 繁體
  • 简体

Forms & Docs.

Disclosures and Account Opening

Cash Account &   Supplemental Agreement    

CIS Third-Party   Platform Official Account Service    

Margin Client Agreement (Individual & Corporate Clients)

Derivatives and structured investment products - Risk Disclosure Statement

Risk Disclosure Statement

Future Client   Agreement    

Options Addendum    

Climate- Related Risks Management and Disclosure Policy   

Corporate Account

Customer   Information Form (Corporate Account Cash & Margin)    

Customer   Information Form (Corporate Account- Futures, Stock Options)    

Entity   Self-Certification Form (FATCA and CRS)     

Letter of   Guarantee (Corporate Account)     

Other Forms

W-8BEN-E (Corporate)

W-8IMY

W-9 (U.S. Citizen)

Stock Transfer   Instruction for Coverage of Stock Option Contract     

SI/ ISI Request   Form     

Physical Scrip   Deposit Form    

Physical Scrip   Withdrawal    

Collect Physical   Scrip Authorization Form    

Account   Closing Form    


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