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Home
Online Application
Online Account Opening
Deposit Notice
Withdrawal Notice
Individual RPQ
Derivative Pdt Assessment
PI Recognization
More Online Forms
Login
Login in HK (HK Stocks)
Login in PRC (HK Stocks)
All Trading Platforms
Download
Trading Platform
Form-Docs.
Fees-Charges
繁體
简体
Home
Online Application
Online Account Opening
Deposit Notice
Withdrawal Notice
Individual RPQ
Derivative Pdt Assessment
PI Recognization
More Online Forms
Login
Login in HK (HK Stocks)
Login in PRC (HK Stocks)
All Trading Platforms
Download
Trading Platform
Form-Docs.
Fees-Charges
繁體
简体
I. Account Opening
CIS-092 > Cash Account & Supplemental Agreement
(pdf)
下載
CIS-090 > Derivative & Structured Products Knowledge Assessment(Notice & Risk Disclosure Statement)
(pdf)
下載
CIS-079 > Margin Client Agreement (Individual & Corporate Clients)_with risk disclosure
(pdf)
下載
CIS-091 > Future Client Agreement
(pdf)
下載
CIS-055 > Options Addendum
(pdf)
下載
Individual/Joint Account
CIS-003 > Customer Information Form (Individual/Joint Account-cash, margin)
(pdf)
下載
CIS-035 > Customer Information Form-Individual- futures, stock options
(pdf)
下載
CIS-063 > Individual Self-Certification-Form (FATCA and CRS)
(pdf)
下載
CIS-051 > Individual Risk Profiling Questionnaire
(pdf)
下載
Corporate Account
CIS-002 > Customer Information Form-Corporate-cash, margin
(pdf)
下載
CIS-034 > Customer Information Form (Corporate Account- futures, stock options)
(pdf)
下載
CIS-064 > Entity Self-Certification Form (FATCA and CRS)
(pdf)
下載
CIS-083 > Corporate Risk Profiling Questionnaire
(pdf)
下載
CIS-041 > Letter of Guarantee
(pdf)
下載
CIS-012 > Certified Extract Board of Resolution
(pdf)
下載
II. Other Forms
Form W-8BEN
(pdf)
下載
Form W-8BENE
(pdf)
下載
Form W-8IMY
(pdf)
下載
Form W-9
(pdf)
下載
CIS-080 > Stock Transfer Instruction for Coverage of Stock Option Contract
(pdf)
下載
CIS-011 > SI/ ISI Request Form
(pdf)
下載
CIS-008 > Physical Scrip Deposit Form
(pdf)
下載
CIS-009 > Physical Scrip Withdrawal
(pdf)
下載
CIS-004 > Collect Physical Scrip Authorization Form
(pdf)
下載
CIS-006 > Fund Withdrawal Instruction
(pdf)
下載
CIS-005 > Customer Information Amendment Form
(pdf)
下載
CIS-031 > Request for change of Account Executive
(pdf)
下載
CIS-032 > Request for service of AE
(pdf)
下載
CIS-030 > Third Party Authorization Form
(pdf)
下載
CIS-037 > Subscribe Real Time Quote Form
(pdf)
下載
CIS-001 > Account Closing Form
(pdf)
下載
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